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RC

Rhonda D. Crabtree

CAPITAL BROKERAGE
Richmond, VA 23230-1700
Some features on this profile are disabled
CRD#: 2768865
RC

Professional summary

Rhonda Diane Crabtree, who also goes by Rhonda Diane Carnahan, Rhonda Crabtree, is a registered financial professional currently at CAPITAL BROKERAGE CORPORATION located in Richmond, Virginia.

Rhonda is registered as a RR (Registered Representative) and started their career in finance in 1996. Rhonda has worked at 6 firms and has passed the SIE, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rhonda Diane Carnahan | Rhonda Crabtree

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rhonda Diane Crabtree's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 13, 2022 - Present

CAPITAL BROKERAGE CORPORATION

Office #1: 6620 West Broad Street Building 2, Richmond, VA 23230-1700
BD
CRD#: 10465
Richmond, VA
Past

August 11, 2017 - September 20, 2022

ALLIANCE-ONE INVESTMENTS, LLC

BD
CRD#: 286025
Warwick, RI
Past

March 12, 2009 - August 11, 2017

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 107622
WARWICK, RI
Past

November 22, 1999 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
WARWICK, RI
Past

November 22, 1999 - June 30, 2016

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
WARWICK, RI
Past

July 23, 1996 - September 30, 1998

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/18/1996
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 6/16/2008
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CB
CAPITAL BROKERAGE CORPORATION
CAPITAL BROKERAGE CORPORATION | GNA SECURITIES, INC. | GENWORTH FINANCIAL BROKERAGE CORPORATION | GE CAPITAL BROKERAGE CORPORATION

CRD#: 10465 / SEC#: , 8-26614

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
11011 West Broad Street Building 2, Glen Allen, VA 23060
Mailing Address
11011 West Broad Street Building 2, Glen Allen, VA 23060
Phone number
(804) 513-3172
Established
Washington since 07/01/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GNA CORPORATIONSHAREHOLDER COMMON
NAMORATO, JAMES JOSEPHCHIEF COMPLIANCE OFFICER2944112
TABB, MARIA ODONNELLPRESIDENT AND CHIEF EXECUTIVE OFFICER1309483
TURNER, BONNIE COBBFINOP4389441

Disclosures

Regulatory Event3
Arbitration1

Red Flags

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Company Information

CAPITAL BROKERAGE CORPORATION

CRD#: 10465Richmond, VA 23230-1700

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