John R. Morrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John R Morrison, who also goes by Juan Raul Morrison, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2006. John had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2014 - December 14, 2018
DRAKE STAR SECURITIES LLC
November 4, 2009 - August 7, 2012
CEA ATLANTIC ADVISORS, LLC
July 14, 2006 - May 1, 2008
MCGLADREY CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DRAKE STAR SECURITIES LLC
CRD#: 131338 / SEC#: , 8-66448
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
