Robert M. Rubin
Professional summary
Robert Mark Rubin is a registered financial advisor currently at LDL CAPITAL MANAGEMENT, LLC located in Jupiter, Florida.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Robert has worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Mark Rubin's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 9, 2011 - Present
LDL CAPITAL MANAGEMENT, LLC
September 14, 2010 - May 25, 2011
KKR CAPITAL MARKETS LLC
May 12, 2010 - September 7, 2010
SUMMIT SECURITIES GROUP LLC
April 6, 2006 - January 26, 2009
DEAM INVESTOR SERVICES, INC.
April 23, 2002 - March 20, 2006
DEUTSCHE BANK SECURITIES INC.
January 6, 2000 - April 10, 2002
GOLDMAN SACHS & CO. LLC
December 17, 1996 - December 20, 1999
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/24/2013)
(8/19/2011)
(9/14/2021)
(9/1/2011)
(8/9/2011)
(9/12/2021)
(8/10/2011)
Exams
Current Firm
LDL CAPITAL MANAGEMENT, LLC
CRD#: 158275 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 35,486,609 |
Red Flags
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