Andrew B. Goodman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Brian Goodman was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2008. Andrew had worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2017 - March 11, 2021
CIC WEALTH, LLC
January 2, 2013 - November 14, 2017
COMMONWEALTH FINANCIAL NETWORK
January 10, 2008 - January 10, 2013
YELLOWWOOD FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CIC WEALTH, LLC
CRD#: 290198 / SEC#: 801-111990
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,144 |
| AUM (Assets Under Management) | $ 658,821,740 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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