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DS

Debra J. Schleining

MCDERMOTT INVESTMENT SERVICES
OMAHA, NE
Some features on this profile are disabled
CRD#: 2768752
DS

Professional summary


Debra Jo Schleining, who also goes by Deb J. Hinton, Debra Jo Hinton, Deb Schleining, Debbie Schleining, Debbie Turner, Debra Jo Turner, is a registered financial professional currently at MCDERMOTT INVESTMENT SERVICES, LLC located in Omaha, Nebraska.

Debra is registered as a RR (Registered Representative) and started their career in finance in 1996. Debra has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 26 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Deb J. Hinton | Debra Jo Hinton | Deb Schleining | Debbie Schleining | Debbie Turner | Debra Jo Turner

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Debra Jo Schleining's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 14, 2015 - Present

MCDERMOTT INVESTMENT SERVICES, LLC

BD
CRD#: 154926
OMAHA, NE
Past

January 10, 2012 - May 15, 2015

COLORADO FINANCIAL SERVICE CORPORATION

BD
CRD#: 104343
OMAHA, NE
Past

September 10, 2010 - December 23, 2011

LIGHTHOUSE CAPITAL CORPORATION

BD
CRD#: 41812
MONTEREY, CA
Past

August 5, 2009 - September 13, 2010

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
OMAHA, NE
Past

January 2, 2009 - August 3, 2009

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BD
CRD#: 13609
OMAHA, NE
Past

February 7, 2005 - December 31, 2008

LIGHTHOUSE CAPITAL CORPORATION

BD
CRD#: 41812
OMAHA, NE
Past

January 13, 2003 - April 28, 2004

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

BD
CRD#: 611
OMAHA, NE
Past

July 15, 1998 - March 1, 2002

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
LINCOLN, NE
Past

November 4, 1996 - October 29, 1998

AFD, INC.

BD
CRD#: 34047
NORTHBROOK, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/17/2016)
RR
Alaska
(6/17/2016)
RR
Arizona
(5/14/2015)
RR
Arkansas
(6/17/2016)
RR
California
(5/14/2015)
RR
Colorado
(5/14/2015)
RR
Connecticut
(5/14/2015)
RR
Delaware
(6/17/2016)
RR
District of Columbia
(6/17/2016)
RR
Florida
(5/14/2015)
RR
Georgia
(6/17/2016)
RR
Hawaii
(5/14/2015)
RR
Idaho
(6/17/2016)
RR
Illinois
(6/17/2016)
RR
Indiana
(6/17/2016)
RR
Iowa
(6/17/2016)
RR
Kansas
(5/14/2015)
RR
Kentucky
(6/17/2016)
RR
Louisiana
(11/9/2015)
RR
Maine
(6/17/2016)
RR
Maryland
(6/17/2016)
RR
Massachusetts
(6/17/2016)
RR
Michigan
(6/17/2016)
RR
Minnesota
(6/17/2016)
RR
Mississippi
(6/17/2016)
RR
Missouri
(6/17/2016)
RR
Montana
(6/17/2016)
RR
Nebraska
(5/14/2015)
RR
Nevada
(6/17/2016)
RR
New Hampshire
(6/17/2016)
RR
New Jersey
(6/17/2016)
RR
New Mexico
(6/17/2016)
RR
New York
(6/17/2016)
RR
North Carolina
(11/23/2015)
RR
North Dakota
(6/17/2016)
RR
Ohio
(3/4/2016)
RR
Oklahoma
(6/17/2016)
RR
Oregon
(6/24/2015)
RR
Pennsylvania
(6/17/2016)
RR
Rhode Island
(6/17/2016)
RR
South Carolina
(6/17/2016)
RR
South Dakota
(6/17/2016)
RR
Tennessee
(6/17/2016)
RR
Texas
(6/17/2016)
RR
Utah
(6/17/2016)
RR
Vermont
(6/17/2016)
RR
Virginia
(6/17/2016)
RR
Washington
(5/14/2015)
RR
West Virginia
(6/17/2016)
RR
Wisconsin
(6/17/2016)
RR
Wyoming
(6/17/2016)

Exams


State Security Law Exam
RR
Series 63
Date: 6/27/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


MI
MCDERMOTT INVESTMENT SERVICES, LLC
MCDERMOTT INVESTMENT SERVICES, LLC

CRD#: 154926 / SEC#: , 8-68683

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
900 Broad Ave South Suite 2c, Naples, FL 34102
Mailing Address
P.o. Box 1784, Naples, FL 34106
Phone number
(610) 882-1460
Established
Pennsylvania since 07/21/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MCDERMOTT, DEAN PATRICKMANAGING MEMBER, CHIEF COMPLIANCE OFFICER1731834
CITO, JOHN PHILIPMANAGING DIRECTOR724521
RIP, OLGACHIEF FINANCIAL OFFICER/FINOP5440553

Disclosures


Civil Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MCDERMOTT INVESTMENT SERVICES, LLC

CRD#: 154926Omaha, NE

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