Richard Aaron Paul
Professional Summary
Richard Aaron Paul, who also goes by Aaron Paul, was a registered financial advisor. Richard was a previously registered financial advisor and started their career in finance 1996 - 2008. Richard had worked at 3 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Aaron Paul
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
30 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
ATLANTA CONSULTING GROUP | MORGAN KEEGAN & COMPANY, LLC | MORGAN KEEGAN & COMPANY, INC. | MORGAN KEEGAN
Contact Information
Established
Tennessee since 07/29/2013Firm Type
Limited Liability CompanyFiscal Year End
SeptemberDirect owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | PARENT | — |
| BARKLEY, JOSEPH CLARENCE | OPERATIONS MANAGER - MANAGING DIRECTOR | 1373033 |
| BEAUPREZ, JACQUELINE ANN | CHIEF COMPLIANCE OFFICER / BROKER DEALER | 4075012 |
| CARSON, JOHN CONGLETON JR | CEO | 1307784 |
| FRANZ, RICHARD BONAFIELD II | CHIEF FINANCIAL OFFICER & TREASURER | 1402348 |
| MATECKI, PAUL LOUIS | GENERAL COUNSEL | 1173122 |
Disclosures
Regulatory Event
86Civil Event
9Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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