James J. Alberts

N.E.W. ADVISORY SERVICES

Green Bay, WI 54303

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CRD#: 2768576

Professional summary

James Jule Alberts, who also goes by James J Alberts, is a registered financial advisor currently at N.E.W. ADVISORY SERVICES, LLC located in Green Bay, Wisconsin and GENEOS WEALTH MANAGEMENT, INC. located in Green Bay, Wisconsin.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. James has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James J Alberts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DBA: will work under individuals name James Alberts non investment related business located at branch location. 2) Alberts CPA and Associates LLC - Owner and CPA 3) New Advisory Services RIA - IAR under RIA located at 3008A Walker Drive, Green Bay WI 54311.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Jule Alberts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 23, 2022 - Present

N.E.W. ADVISORY SERVICES, LLC

Office #1: 425 Packerland Dr. Suite C, Green Bay, WI 54303

RIA

CRD#: 290405

Green Bay, WI

Current

June 23, 2022 - Present

GENEOS WEALTH MANAGEMENT, INC.

Office #1: 425 Packerland Dr Suite C, Green Bay, WI 54303

RIA

CRD#: 120894

Green Bay, WI

Past

July 27, 2017 - June 27, 2022

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

GREEN BAY, WI

Past

September 21, 2004 - June 27, 2022

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

GREEN BAY, WI

Past

October 8, 2001 - September 28, 2004

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

October 11, 1999 - October 1, 2001

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

December 13, 1996 - October 11, 1999

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

October 22, 1996 - December 24, 1996

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

N.E.W. ADVISORY SERVICES, LLC

HERMSEN WEALTH MANAGEMENT | SOVEREIGN FINANCIAL GROUP | NORTHRIGHT FINANCIAL | N.E.W. ADVISORY SERVICES, LLC | JOHNSON WEALTH MANAGEMENT

CRD#: 290405 / SEC#: 801-112037

RIA

Registered Investment Advisory firm - (11/15/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/23/2022)

Florida
(6/24/2022)

Idaho
(6/23/2022)

Michigan
(6/23/2022)

Minnesota
(6/27/2022)

Nevada
(6/23/2022)

South Dakota
(6/23/2022)

Washington
(6/23/2022)

Wisconsin
(6/23/2022)

IAR

Wisconsin
(6/23/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/26/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/30/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/9/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/21/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

N.E.W. ADVISORY SERVICES, LLC

HERMSEN WEALTH MANAGEMENT | SOVEREIGN FINANCIAL GROUP | NORTHRIGHT FINANCIAL | N.E.W. ADVISORY SERVICES, LLC | JOHNSON WEALTH MANAGEMENT

CRD#: 290405 / SEC#: 801-112037

RIA

Registered Investment Advisory firm - (11/15/2017 Approved)

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Contact information

Main Address

2200 Dickinson Road Unit 17a, De Pere, WI 54115

Mailing Address

Phone number

(920) 712-7800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	8,245
AUM (Assets Under Management)	$ 1,341,505,840

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James J. Alberts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Jule Alberts's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

SUNAMERICA SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

SII INVESTMENTS, INC.

WMA SECURITIES, INC.

Primary Firm SEC Registration

N.E.W. ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/26/2017

Series 63

Date: 9/30/1996

SIE

Date: 10/1/2018

Series 7

Date: 6/9/1999

Series 6

Date: 10/21/1996

FINRA

Current Firm

N.E.W. ADVISORY SERVICES, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

N.E.W. ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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