Leigh M. Garber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leigh Mccobb Garber, who also goes by Leigh M Garber, was a registered financial professional .
Leigh is a previously registered financial professional and started their career in finance in 1998. Leigh had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 52, Series 4, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2018 - December 27, 2018
SENTINEL BROKERS COMPANY, INC.
November 17, 2015 - January 22, 2018
NATIONAL SECURITIES CORPORATION
September 30, 2015 - November 6, 2015
NEWBRIDGE SECURITIES CORPORATION
December 2, 2010 - July 19, 2016
ADIRONDACK TRADING GROUP LLC
April 3, 2003 - October 22, 2003
IBN FINANCIAL SERVICES, INC.
October 18, 2001 - July 14, 2016
RIDGEWAY & CONGER, INC.
July 15, 1998 - December 1, 2015
CLAYTON LOWELL, & CONGER INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SENTINEL BROKERS COMPANY, INC.
CRD#: 40305 / SEC#: , 8-49005
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SENTINEL BROKERS LLC | SHAREHOLDER | |
| SED CAPITAL PTE LTD | OWNER | |
| LAWLESS, JOSEPH MATHEW | CEO, CCO | 1783307 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
