Robert S. Natale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Stephen Natale, who also goes by Robert Natale, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1998. Robert had worked at 5 firms and has passed the Series 63, Series 65, Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2010 - May 2, 2013
YELLOWSTONE PARTNERS
October 17, 2008 - April 6, 2010
EAGLE ASSET MANAGEMENT INC
October 9, 2008 - April 6, 2010
RAYMOND JAMES & ASSOCIATES, INC.
January 1, 2000 - September 19, 2008
BEAR STEARNS ASSET MANAGEMENT INC.
August 20, 1998 - September 4, 2008
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 6/28/1996
Non-Member General Securities ExaminationCurrent Firm
YELLOWSTONE PARTNERS
CRD#: 137236 / SEC#: 801-64771
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
