William K. Sutton

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CRD#: 2768514

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Kennedy Sutton, who also goes by Will Sutton, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 2011. William had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

Will Sutton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 9, 2011 - January 23, 2014

GENEVA STOCK, L.L.C.

CRD#: 104435

GURNEE, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

GENEVA STOCK, L.L.C.

CRD#: 104435 / SEC#: , 8-52903

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

4973 Boulders Drive, Gurnee, IL 60031

Mailing Address

4973 Boulders Drive, Gurnee, IL 60031

Phone number

(773) 677-3268

Established

Illinois since 09/07/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
GENEVA DERIVATIVES TRADING CORP	MANAGING MEMBER
SILVERMAN, GARY ROBERT	MANAGER/TP	2346095
WILLIAMS, DANIEL CROWLEY	MANAGER/CCO/TP	1135589

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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