CL
Coleen M. Lynch
FORESIDE FINANCIAL SERVICES
Charlestown, MA
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CRD#: 2768463
CL
Professional summary
Coleen Marie Lynch is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Charlestown, Massachusetts.
Coleen is registered as a RR (Registered Representative) and started their career in finance in 1996. Coleen has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
*476374 - Elysian Sea, LLC; Investment related - Yes; Newport, Rhode Island; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 04/2010; During business hours: 0; After business hours: 1; co-own a vacation home
CRS (Client Relationship Summary) - BD
Click below to view Coleen Marie Lynch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 25, 2022 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #2: 30 Penhallow Street Suite 400, Portsmouth, NH 03801BD
CRD#: 148477
Charlestown, MA
Past
August 10, 2009 - May 24, 2022
EATON VANCE MANAGEMENT
RIA
CRD#: 104859
BOSTON, MA
Past
February 27, 2002 - April 27, 2022
EATON VANCE DISTRIBUTORS, INC.
BD
CRD#: 37731
BOSTON, MA
Past
July 24, 1996 - February 22, 2002
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/6/2022)
RR
Alaska(9/6/2022)
RR
Arizona(9/6/2022)
RR
Arkansas(9/6/2022)
RR
California(9/6/2022)
RR
Colorado(9/6/2022)
RR
Connecticut(9/6/2022)
RR
Delaware(9/6/2022)
RR
District of Columbia(9/6/2022)
RR
Florida(9/6/2022)
RR
Georgia(9/6/2022)
RR
Hawaii(9/6/2022)
RR
Idaho(9/6/2022)
RR
Illinois(9/6/2022)
RR
Indiana(9/6/2022)
RR
Iowa(9/6/2022)
RR
Kansas(9/6/2022)
RR
Kentucky(9/6/2022)
RR
Louisiana(9/6/2022)
RR
Maine(9/6/2022)
RR
Maryland(9/6/2022)
RR
Massachusetts(8/25/2022)
RR
Michigan(9/6/2022)
RR
Minnesota(9/6/2022)
RR
Mississippi(9/6/2022)
RR
Missouri(9/6/2022)
RR
Montana(9/6/2022)
RR
Nebraska(9/6/2022)
RR
Nevada(9/6/2022)
RR
New Hampshire(8/25/2022)
RR
New Jersey(9/6/2022)
RR
New Mexico(9/6/2022)
RR
New York(9/6/2022)
RR
North Carolina(9/6/2022)
RR
North Dakota(9/6/2022)
RR
Ohio(9/6/2022)
RR
Oklahoma(9/6/2022)
RR
Oregon(9/6/2022)
RR
Pennsylvania(9/6/2022)
RR
Puerto Rico(9/6/2022)
RR
Rhode Island(9/6/2022)
RR
South Carolina(9/6/2022)
RR
South Dakota(9/6/2022)
RR
Tennessee(9/6/2022)
RR
Texas(9/6/2022)
RR
Utah(9/6/2022)
RR
Vermont(9/6/2022)
RR
Virgin Islands(9/6/2022)
RR
Virginia(9/6/2022)
RR
Washington(9/6/2022)
RR
West Virginia(9/6/2022)
RR
Wisconsin(9/6/2022)
RR
Wyoming(9/6/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FINANCIAL SERVICES, LLC
BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC
CRD#: 148477 / SEC#: , 8-68027
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 07/31/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
