Steven J. Troccoli
Professional summary
Steven John Troccoli, ChFC® is a registered financial advisor currently at SEASONS OF ADVICE WEALTH MANAGEMENT located in New York, New York.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Steven has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven John Troccoli's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2020 - Present
SEASONS OF ADVICE WEALTH MANAGEMENT
Office #1: 120 West 45th Street 14th Floor, New York, NY 10036January 4, 2019 - November 2, 2020
SEASONS OF ADVICE WEALTH MANAGEMENT, LLC
August 29, 1996 - July 3, 2006
IDS LIFE INSURANCE COMPANY
August 29, 1996 - January 10, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
SEASONS OF ADVICE WEALTH MANAGEMENT
CRD#: 310448 / SEC#: 801-119603
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/8/2022)
(11/3/2020)
Exams
Current Firm
SEASONS OF ADVICE WEALTH MANAGEMENT
CRD#: 310448 / SEC#: 801-119603
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,332 |
| AUM (Assets Under Management) | $ 1,061,108,098 |
Red Flags
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