Albert E. Dean
RIVERCHASE WEALTH MANAGEMENT
FLOWER MOUND, TX 75028
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CRD#: 2768409
Professional summary
Albert Everett Dean III, CFP®, who also goes by Rett Dean, is a registered financial advisor currently at RIVERCHASE WEALTH MANAGEMENT, LLC located in Flower Mound, Texas.
Albert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Albert has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Biography
Rett Dean, a CERTIFIED FINANCIAL PLANNER™ professional, is a Co-Founder and Principal of Riverchase Financial Planning, LLC in Lewisville, Texas. Rett has spent the last 15 years working with clients to enable them to reach the goals that are most important to them.
Prior to founding Riverchase, Rett spent the majority of his career training and coaching tax professionals to better understand financial planning concepts, enabling them to better advise their tax clients. He also spent time early in his career serving clients and their needs directly. This early experience allowed Rett to work with, and be mentored by, several planners who were ultimately named to Worth Magazine’s Top Financial Advisors in America.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Estate Planning
Business Succession Planning
Tax Planning
Insurance Planning
Budgeting
Retirement Planning
Do you have an area of expertise or specialization?
Corporate Executives
Estate & Generational Planning...
High Net Worth Client Needs
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Rett Dean
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Albert Everett Dean III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
May 27, 2011 - Present
RIVERCHASE WEALTH MANAGEMENT, LLC
Office #1: 3419 Cross Timbers Road Suite 105, Flower Mound, TX 75028RIA
CRD#: 156950
FLOWER MOUND, TX
Past
September 17, 2007 - November 23, 2010
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
IRVING, TX
Past
June 9, 2004 - March 18, 2011
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
IRVING, TX
Past
April 18, 2001 - November 30, 2004
QUEST CAPITAL MANAGEMENT, INC.
RIA
CRD#: 114690
DALLAS, TX
Past
April 18, 2001 - June 1, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
May 13, 1997 - April 17, 2001
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RIVERCHASE WEALTH MANAGEMENT, LLC
RIVERCHASE FINANCIAL PLANNING, LLC | RIVERCHASE WEALTH MANAGEMENT, LLC
CRD#: 156950 / SEC#: 801-128962
RIA
Registered Investment Advisory firm - (10/25/2023 Approved)Texas
Registered Investment Advisory firm - (10/31/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/27/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
RIVERCHASE WEALTH MANAGEMENT, LLC
RIVERCHASE FINANCIAL PLANNING, LLC | RIVERCHASE WEALTH MANAGEMENT, LLC
CRD#: 156950 / SEC#: 801-128962
RIA
Registered Investment Advisory firm - (10/25/2023 Approved)Texas
Registered Investment Advisory firm - (10/31/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3419 Cross Timbers Road Suite 105, Flower Mound, TX 75028
Mailing Address
Phone number
(972) 471-9013
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 537 |
| AUM (Assets Under Management) | $ 211,957,507 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
