Kimberly P. Kitts
Professional summary
Kimberly Pine Kitts was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kimberly is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Kimberly had worked at 7 firms, which includes AFFILIATED ADVISORS INC., OSAIC WEALTH INC., VOYA FINANCIAL ADVISORS INC., FORESIDE FUND SERVICES LLC, FORESIDE FUNDS DISTRIBUTORS LLC, NEW ENGLAND SECURITIES, NATIONAL PLANNING CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2005 - November 7, 2006
AFFILIATED ADVISORS, INC.
May 7, 2004 - November 16, 2017
OSAIC WEALTH, INC.
April 8, 2004 - November 16, 2017
OSAIC WEALTH, INC.
August 13, 2003 - April 15, 2004
VOYA FINANCIAL ADVISORS, INC.
January 24, 2003 - April 15, 2004
VOYA FINANCIAL ADVISORS, INC.
January 2, 2002 - September 30, 2002
FORESIDE FUND SERVICES, LLC
September 2, 1999 - December 31, 2001
FORESIDE FUNDS DISTRIBUTORS LLC
December 22, 1998 - February 16, 1999
NEW ENGLAND SECURITIES
August 1, 1997 - March 11, 1998
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
AFFILIATED ADVISORS, INC.
CRD#: 131295 / SEC#:
Contact information
Red Flags
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