Martino Mezza

FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES

Bethel, CT 06801

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CRD#: 2768165

Professional summary

Martino Mezza, who also goes by Martin Mezza, is a registered financial advisor currently at FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC. located in Bethel, Connecticut and INNOVATIVE ASSET ADVISORS GROUP located in Shelton, Connecticut.

Martino is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Martino has worked at 9 firms and has passed the Series 65, Series 66, Series 63, Series 56, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Martin Mezza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Elmcrest, Inc., 8 School St Suite 11 Bethel CT 06801, Rental Property, Owner/Investor, 12/2023, 2 hours per month devoted, 0 hours per month devoted during securities trading, Rental Property NH Holdings, Inc. 8 School Sy Suite 11 Bethel CT 06801 Rental Property. Owner/Investor 12/2025 2 hours per month devoted. 0 hours per month devoted during securities trading. Rental Property

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martino Mezza's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 3, 2017 - Present

FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC.

Office #1: 8 School Street Ste 11, Bethel, CT 06801

RIA

CRD#: 113526

Bethel, CT

Current

November 13, 2025 - Present

INNOVATIVE ASSET ADVISORS GROUP

Office #1: 1 Enterprise Drive, Suite 425, Shelton, CT 06484

RIA

CRD#: 336773

SHELTON, CT

Past

October 19, 2011 - August 3, 2012

CHIMERA SECURITIES, LLC

CRD#: 147566

NEW YORK, NY

Past

April 29, 2005 - May 3, 2006

OSAIC WEALTH, INC.

CRD#: 23131

SECAUCUS, NJ

Past

January 23, 2004 - January 31, 2005

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

SHELTON, CT

Past

January 12, 2004 - January 31, 2005

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

January 12, 2004 - January 31, 2005

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

February 13, 2002 - January 9, 2004

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

GREENWICH, CT

Past

May 11, 2001 - January 9, 2004

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

October 8, 1997 - September 8, 2000

KNIGHT CAPITAL MARKETS LLC

CRD#: 38379

PURCHASE, NY

Past

October 28, 1996 - September 30, 1997

SOUNDVIEW TECHNOLOGY CORPORATION

CRD#: 15425

OLD GREENWICH, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(8/3/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/31/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/31/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/14/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 56

Date: 10/18/2011

Proprietary Trader Qualification Examination

General Industry/Product Exam

Series 55

Date: 2/24/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/25/1996

General Securities Representative Examination

Current Firm

INNOVATIVE ASSET ADVISORS GROUP

INNOVATIVE ASSET ADVISORS GROUP | INNOVATIVE ASSET ADVISORS GROUP, LLC

CRD#: 336773 / SEC#: 801-133714

RIA

Registered Investment Advisory firm - (6/24/2025 120-Day Approval)

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Contact information

Main Address

1 Enterprise Drive, Suite 425, Shelton, CT 06484

Mailing Address

Phone number

(203) 444-3599

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-2B (5/21/2025)

Regulatory assets under management

Total Number of Accounts	290
AUM (Assets Under Management)	$ 134,490,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Martino Mezza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martino Mezza's CRS (Customer Relationship Summary).

Certified licenses

Experience

INNOVATIVE ASSET ADVISORS GROUP

CHIMERA SECURITIES, LLC

OSAIC WEALTH, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

KNIGHT CAPITAL MARKETS LLC

SOUNDVIEW TECHNOLOGY CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 10/31/2017

Series 66

Date: 7/31/2001

Series 63

Date: 5/14/2001

Series 56

Date: 10/18/2011

Series 55

Date: 2/24/2000

Series 7

Date: 9/25/1996

Current Firm

INNOVATIVE ASSET ADVISORS GROUP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INNOVATIVE ASSET ADVISORS GROUP

TRUST BUT VERIFY

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