Craig D. Bell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Douglas Bell, CFA, who also goes by Craig D Bell, was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1997. Craig had worked at 6 firms and has passed the Series 63, Series 87, Series 7, Series 86 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2013 - July 1, 2014
ENERECAP PARTNERS, LLC
December 1, 2009 - March 10, 2010
MADISON WILLIAMS AND COMPANY
May 12, 2006 - December 16, 2009
SANDERS MORRIS LLC
January 23, 2006 - May 8, 2006
STERNE, AGEE & LEACH, INC.
January 6, 2004 - January 20, 2006
HILLTOP SECURITIES INC.
July 8, 1997 - January 6, 2004
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ENERECAP PARTNERS, LLC
CRD#: 26554 / SEC#: , 8-42622
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
