Joseph N. Lanaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Nicholas Lanaro JR, who also goes by Joseph N Lanaro Jr, Joseph Nichols Lanaro Jr, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1996. Joseph had worked at 6 firms and has passed the Series 63 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 1999 - May 10, 2004
SALOMON GREY FINANCIAL CORPORATION
November 12, 1998 - April 16, 1999
PACIFIC CORTEZ SECURITIES INCORPORATED
August 4, 1998 - August 25, 1998
MORGAN GRANT CAPITAL CORP.
November 24, 1997 - May 13, 1998
BRIARWOOD INVESTMENT COUNSEL
April 18, 1997 - November 21, 1997
MAIDSTONE FINANCIAL, INC.
October 10, 1996 - July 11, 1997
EURO-ATLANTIC SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 10/9/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
SALOMON GREY FINANCIAL CORPORATION
CRD#: 43413 / SEC#: , 8-50268
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
| Arbitration | 5 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
