Daniel M. Stavale

PARAGON RETIREMENT PLANNING

Troy, MI 48083

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CRD#: 2768088

Professional summary

Daniel Michael Stavale, who also goes by Daniel M Stavale, is a registered financial advisor currently at PARAGON RETIREMENT PLANNING, INC. located in Troy, Michigan.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Daniel has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel M Stavale

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DANIEL M. STAVALE IS THE PRESIDENT OF COLLEGE PLANNING SOLUTIONS, LLC WHICH HELPS COLLEGE-BOUND STUDENTS ATTEND THEIR "RIGHT-FIT" COLLEGES AND QUALIFY FOR SCHOLARSHIPS. He spends up to 20 hours per month on this activity with some during market hours. 2)Daniel Stavale is an independent insurance agent. He SELLS VARIOUS INSURANCE PRODUCTS INCLUDING FIXED INDEX ANNUITIES THROUGH VARIOUS COMPANIES. He spends up to 80 hours per month on this activity with some during market hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Michael Stavale's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 12, 2016 - Present

PARAGON RETIREMENT PLANNING, INC.

Office #1: 200 East Big Beaver, Troy, MI 48083

RIA

CRD#: 284630

Troy, MI

Past

August 14, 2013 - October 14, 2016

CAITLIN JOHN, LLC

RIA

CRD#: 154494

TROY, MI

Past

December 16, 2009 - July 9, 2013

SPC

RIA

CRD#: 110692

TROY, MI

Past

October 27, 2008 - July 9, 2013

SIGMA FINANCIAL CORPORATION

CRD#: 14303

TROY, MI

Past

January 27, 2004 - June 22, 2005

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

HOUSTON, TX

Past

January 16, 1998 - February 9, 2004

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

July 16, 1996 - June 9, 1997

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(10/12/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/16/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/7/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/24/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PARAGON RETIREMENT PLANNING, INC.

CRD#: 284630 / SEC#:

Michigan

Registered Investment Advisory firm - (10/12/2016 Approved)

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Contact information

Main Address

200 East Big Beaver, Troy, MI 48083

Mailing Address

Phone number

(248) 457-4570

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	250
AUM (Assets Under Management)	$ 50,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel M. Stavale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Michael Stavale's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARAGON RETIREMENT PLANNING, INC.

CAITLIN JOHN, LLC

SPC

SIGMA FINANCIAL CORPORATION

NEXT FINANCIAL GROUP, INC.

OSAIC WEALTH, INC.

SECURIAN FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/16/2009

Series 63

Date: 11/7/2008

Series 6

Date: 10/24/2008

Current Firm

PARAGON RETIREMENT PLANNING, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PARAGON RETIREMENT PLANNING, INC.

TRUST BUT VERIFY

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