Scott A. Heevner

FIRST COMMAND ADVISORY SERVICES

Memphis, TN 38157

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CRD#: 2768070

Professional summary

Scott A Heevner, who also goes by Scott Allen Heevner, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Memphis, Tennessee and FIRST COMMAND BROKERAGE SERVICES, INC. located in Memphis, Tennessee.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Scott has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Allen Heevner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of the other business: Heevner Wealth Management Whether the business is investment-related: No Address of the other business: 5050 Poplar Ave, Ste 2403, Memphis, TN 38157 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Member The start date of your relationship: Jan 01, 2024 The approximate number of hours/month you devote to the other business: Over 40 The number of hours you devote to the other business during securities trading hours: Over 40 Briefly describe your duties relating to the other business: This is my flow through as my First Command Business

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott A Heevner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2017 - Present

FIRST COMMAND ADVISORY SERVICES

Office #1: 5050 Poplar Sve, Ste 2403, Memphis, TN 38157

RIA

CRD#: 281958

Memphis, TN

Current

May 31, 2017 - Present

FIRST COMMAND BROKERAGE SERVICES, INC.

Office #1: 5050 Poplar Avenue Suite 2403, Memphis, TN 38157

CRD#: 3641

Memphis, TN

Past

August 12, 2013 - June 15, 2017

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

Cordova, TN

Past

August 8, 2013 - June 15, 2017

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Cordova, TN

Past

September 11, 2009 - August 2, 2013

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

MEMPHIS, TN

Past

September 11, 2009 - August 2, 2013

MML INVESTORS SERVICES, LLC

CRD#: 10409

MEMPHIS, TN

Past

May 7, 2007 - September 2, 2009

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

MEMPHIS, TN

Past

April 30, 2007 - September 2, 2009

NYLIFE SECURITIES LLC

CRD#: 5167

MEMPHIS, TN

Past

September 2, 2005 - April 5, 2007

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA

CRD#: 3641

CLARKSVILLE, TN

Past

April 12, 2004 - September 2, 2005

FIRST COMMAND BANK

RIA

CRD#: 128851

FORT WORTH, TX

Past

February 17, 2004 - April 12, 2004

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA

CRD#: 3641

CLARKSVILLE, TN

Past

March 18, 2003 - December 15, 2003

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA

CRD#: 3641

CLARKSVILLE, TN

Past

July 16, 1996 - April 5, 2007

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

CLARKSVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/3/2019)

Alaska
(8/20/2025)

Arizona
(10/12/2022)

Arkansas
(5/31/2017)

Colorado
(9/22/2022)

Florida
(1/5/2021)

Georgia
(7/29/2021)

Illinois
(4/24/2020)

Indiana
(6/13/2022)

Iowa
(2/20/2025)

Kansas
(9/22/2022)

Kentucky
(9/17/2021)

Louisiana
(12/1/2022)

Maryland
(5/10/2024)

Massachusetts
(12/1/2022)

Michigan
(8/8/2018)

Minnesota
(9/23/2025)

Mississippi
(5/31/2017)

Missouri
(2/4/2019)

Nevada
(6/7/2022)

New Mexico
(2/4/2019)

New York
(10/8/2020)

North Carolina
(1/21/2019)

Ohio
(8/8/2018)

Oklahoma
(12/1/2022)

South Carolina
(10/8/2020)

South Dakota
(8/20/2025)

Tennessee
(5/31/2017)

IAR

Tennessee
(6/2/2017)

Texas
(6/13/2019)

IAR

Texas
(6/13/2019)

Virginia
(9/21/2021)

Washington
(9/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/5/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/15/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/3/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/15/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/28/2015

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 6/27/2001

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

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Contact information

Main Address

1 Firstcomm Plaza, Fort Worth, TX 76109

Mailing Address

Po Box 2387, Fort Worth, TX 76113-2387

Phone number

(817) 731-8621

Established

Firm type

Fiscal year end

# of Employees

1,787

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP PROGRAM BROCHURE (10/30/2024)

DESCRIPTION OF SERVICES (10/30/2024)

Regulatory assets under management

Total Number of Accounts	110,166
AUM (Assets Under Management)	$ 22,090,760,499

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott A. Heevner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott A Heevner's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST COMMAND BROKERAGE SERVICES, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BANK

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

FIRST COMMAND ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 3/5/2003

Series 63

Date: 7/15/1996

SIE

Date: 10/1/2018

Series 7

Date: 12/3/2014

Series 6

Date: 7/15/1996

Series 24

Date: 7/28/2015

Series 26

Date: 6/27/2001

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST COMMAND ADVISORY SERVICES

TRUST BUT VERIFY

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