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JG

Jamison R. Gaganier

FORESIDE FINANCIAL SERVICES
Portland, ME 04101
Some features on this profile are disabled
CRD#: 2768011
JG

Professional summary

Jamison Rutherford Gaganier, who also goes by Jamie Gagnier, Jamison Rutherford Gagnier, Jamison Gagnier, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Portland, Maine.

Jamison is registered as a RR (Registered Representative) and started their career in finance in 1997. Jamison has worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jamie Gagnier | Jamison Rutherford Gagnier | Jamison Gagnier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jamison Rutherford Gaganier's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 6, 2024 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101
BD
CRD#: 148477
Portland, ME
Past

November 7, 2022 - January 22, 2024

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
NEWARK, NJ
Past

October 17, 2017 - October 5, 2022

JANUS HENDERSON DISTRIBUTORS US LLC

BD
CRD#: 28832
DENVER, CO
Past

September 25, 2015 - September 18, 2017

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
GREENWICH, CT
Past

May 13, 2013 - August 20, 2015

LOOMIS SAYLES DISTRIBUTORS, L.P.

BD
CRD#: 41795
BOSTON, MA
Past

November 1, 2011 - March 28, 2013

HERMES FUND DISTRIBUTORS LLC

BD
CRD#: 155655
BOSTON, MA
Past

October 18, 2005 - November 30, 2009

LOOMIS, SAYLES & COMPANY, L.P.

RIA
CRD#: 105377
BOSTON, MA
Past

November 20, 2002 - November 30, 2009

LOOMIS SAYLES DISTRIBUTORS, L.P.

BD
CRD#: 41795
BOSTON, MA
Past

February 12, 1997 - June 26, 1997

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

BD
CRD#: 487
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/6/2024)
RR
Alaska
(3/6/2024)
RR
Arizona
(3/6/2024)
RR
Arkansas
(3/6/2024)
RR
California
(3/6/2024)
RR
Colorado
(3/6/2024)
RR
Connecticut
(3/6/2024)
RR
Delaware
(3/6/2024)
RR
District of Columbia
(3/6/2024)
RR
Florida
(3/6/2024)
RR
Georgia
(3/6/2024)
RR
Hawaii
(3/6/2024)
RR
Idaho
(3/6/2024)
RR
Illinois
(3/6/2024)
RR
Indiana
(3/6/2024)
RR
Iowa
(3/6/2024)
RR
Kansas
(3/6/2024)
RR
Kentucky
(3/6/2024)
RR
Louisiana
(3/6/2024)
RR
Maine
(3/6/2024)
RR
Maryland
(3/6/2024)
RR
Massachusetts
(3/6/2024)
RR
Michigan
(3/6/2024)
RR
Minnesota
(3/6/2024)
RR
Mississippi
(3/6/2024)
RR
Missouri
(3/6/2024)
RR
Montana
(3/6/2024)
RR
Nebraska
(3/6/2024)
RR
Nevada
(3/6/2024)
RR
New Hampshire
(3/6/2024)
RR
New Jersey
(3/6/2024)
RR
New Mexico
(3/6/2024)
RR
New York
(3/6/2024)
RR
North Carolina
(3/6/2024)
RR
North Dakota
(3/6/2024)
RR
Ohio
(3/6/2024)
RR
Oklahoma
(3/6/2024)
RR
Oregon
(3/6/2024)
RR
Pennsylvania
(3/6/2024)
RR
Rhode Island
(3/6/2024)
RR
South Carolina
(3/6/2024)
RR
South Dakota
(3/6/2024)
RR
Tennessee
(3/6/2024)
RR
Texas
(3/6/2024)
RR
Utah
(3/6/2024)
RR
Vermont
(3/6/2024)
RR
Virginia
(3/6/2024)
RR
Washington
(3/6/2024)
RR
West Virginia
(3/6/2024)
RR
Wisconsin
(3/6/2024)
RR
Wyoming
(3/6/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 2/3/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 1/18/2018
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/19/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/20/2012
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORESIDE FINANCIAL SERVICES, LLC
BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC

CRD#: 148477 / SEC#: , 8-68027

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 07/31/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCDIRECTOR OWNER/SOLE MEMBER
BRUNNER, JENNIFER ANNEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER1137783
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORESIDE FINANCIAL SERVICES, LLC

CRD#: 148477Portland, ME 04101

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