Robert M. Harbour

EBH FINANCIAL

Naperville, IL

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CRD#: 2767842

Professional summary

Robert Mather Harbour is a registered financial advisor currently at EBH FINANCIAL, INC. located in Naperville, Illinois.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Robert has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Mather Harbour's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 29, 2021 - Present

EBH FINANCIAL, INC.

RIA

CRD#: 316752

Naperville, IL

Past

April 27, 2020 - December 2, 2021

INFINITY FINANCIAL SERVICES ADVISORY

RIA

CRD#: 304981

Naperville, IL

Past

May 18, 2018 - December 31, 2020

INFINITY FINANCIAL SERVICES

RIA

CRD#: 144302

Naperville, IL

Past

May 15, 2018 - March 1, 2021

INFINITY FINANCIAL SERVICES

CRD#: 144302

Naperville, IL

Past

November 15, 2007 - May 18, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

NAPERVILLE, IL

Past

November 15, 2007 - May 18, 2018

LPL FINANCIAL LLC

CRD#: 6413

NAPERVILLE, IL

Past

March 14, 2006 - November 16, 2007

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

RIA

CRD#: 109701

ELMHURST, IL

Past

September 29, 2001 - November 16, 2007

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

NAPERVILLE, IL

Past

August 25, 1999 - October 1, 2001

EISNER SECURITIES, INC.

CRD#: 40585

ST. LOUIS, MO

Past

December 15, 1997 - August 27, 1999

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 1, 1996 - July 22, 1997

ROSENTHAL GLOBAL SECURITIES LLC

CRD#: 19721

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(11/29/2021)

IAR

Wisconsin
(12/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/16/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/18/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/10/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/9/1999

General Securities Principal Examination

Current Firm

EBH FINANCIAL, INC.

CRD#: 316752 / SEC#:

Illinois

Registered Investment Advisory firm - (11/29/2021 Approved)

Wisconsin

Registered Investment Advisory firm - (12/1/2021 Approved)

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Contact information

Main Address

Naperville, IL

Mailing Address

Phone number

(630) 717-6042

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	109
AUM (Assets Under Management)	$ 34,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Robert M. Harbour

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Mather Harbour's CRS (Customer Relationship Summary).

Certified licenses

Experience

INFINITY FINANCIAL SERVICES ADVISORY

INFINITY FINANCIAL SERVICES

INFINITY FINANCIAL SERVICES

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

LASALLE ST SECURITIES, L.L.C.

EISNER SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

ROSENTHAL GLOBAL SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/16/1998

Series 63

Date: 12/18/1997

SIE

Date: 10/1/2018

Series 7

Date: 12/10/1997

Series 24

Date: 11/9/1999

Current Firm

EBH FINANCIAL, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EBH FINANCIAL, INC.

TRUST BUT VERIFY

Contact information

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