Caroline H. Mcinerney

HWM WEALTH MANAGEMENT LLC

SANDY SPRINGS, GA

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CRD#: 2767841

Professional summary

Caroline Hartley Mcinerney, who also goes by Caroline A Hartley, Caroline Aprans Hartley, Caroline H Mcinerney, is a registered financial advisor currently at HWM WEALTH MANAGEMENT LLC located in Sandy Springs, Georgia.

Caroline is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Caroline has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Caroline A Hartley | Caroline Aprans Hartley | Caroline H Mcinerney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Caroline McInerney, principal of HWM Wealth Management LLC, owns and operates Owner's Dividend LLC, a separate business entity formed in 2025. Owner's Dividend LLC publishes educational content, books, and materials related to financial and business planning. This activity is separate and independent from HWM Wealth Management LLC and does not involve providing investment advisory services. No material conflicts of interest exist between this outside business activity and her responsibilities at HWM Wealth Management LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caroline Hartley Mcinerney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 23, 2025 - Present

HWM WEALTH MANAGEMENT LLC

RIA

CRD#: 333763

SANDY SPRINGS, GA

Past

October 26, 2020 - January 14, 2025

NICHOLAS HOFFMAN & COMPANY, LLC

RIA

CRD#: 144516

ATLANTA, GA

Past

October 1, 2019 - September 3, 2020

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

ATLANTA, GA

Past

September 30, 2019 - September 3, 2020

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ATLANTA, GA

Past

May 22, 2019 - October 11, 2019

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Atlanta, GA

Past

August 28, 2017 - October 11, 2019

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

ATLANTA, GA

Past

August 9, 1996 - May 6, 1997

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/26/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/25/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/28/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/8/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HWM WEALTH MANAGEMENT LLC

CRD#: 333763 / SEC#:

Georgia

Registered Investment Advisory firm - (1/23/2025 Approved)

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Contact information

Main Address

Sandy Springs, GA

Mailing Address

Phone number

(770) 558-7780

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Caroline H. Mcinerney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caroline Hartley Mcinerney's CRS (Customer Relationship Summary).

Certified licenses

Experience

NICHOLAS HOFFMAN & COMPANY, LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

State Registrations and Notice Filings

Exams

Series 65

Date: 11/26/2018

Series 63

Date: 9/25/2017

SIE

Date: 10/1/2018

Series 7

Date: 8/28/2017

Series 6

Date: 8/8/1996

Current Firm

HWM WEALTH MANAGEMENT LLC

Contact information

Documents

Red Flags

Company Information

HWM WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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