Herbert Kurinsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Herbert Kurinsky was a registered financial professional .
Herbert is a previously registered financial professional and started their career in finance in 1969. Herbert had worked at 7 firms and has passed the Series 1, Series 24, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 1986 - December 31, 2006
FIRST MONTAUK SECURITIES CORP.
August 14, 1984 - November 25, 1986
HOMESTEAD SECURITIES, INC.
April 27, 1983 - August 31, 1984
PHILIPS, APPEL & WALDEN, INC.
February 27, 1982 - April 18, 1983
FITTIN, CUNNINGHAM & LAUZON, INC.
November 25, 1977 - February 23, 1982
ADVEST, INC.
March 25, 1974 - December 9, 1977
HUGH JOHNSON & COMPANY INC.
March 5, 1969 - February 10, 1974
S D LUNT & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/10/1965
Registered Representative ExaminationSeries 40
Date: 9/14/1974
Registered Principal ExaminationCurrent Firm
FIRST MONTAUK SECURITIES CORP.
CRD#: 13755 / SEC#: , 8-29748
Contact information
Documents
Disclosures
| Regulatory Event | 25 |
| Arbitration | 28 |
| Bond | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
