Michael J. Borgen

SAPPHIRE STAR CAPITAL LLC

REDMOND, WA 98053

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CRD#: 2767686

Professional summary

Michael Jensen Borgen is a registered financial advisor currently at SAPPHIRE STAR CAPITAL LLC located in Redmond, Washington.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Michael has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jensen Borgen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 12, 2015 - Present

SAPPHIRE STAR CAPITAL LLC

Office #1: 23515 Ne Novelty Hill Road Suite B 221 #338, Redmond, WA 98053

RIA

CRD#: 226665

REDMOND, WA

Past

February 13, 2007 - November 17, 2014

NAVELLIER & ASSOCIATES INC

RIA

CRD#: 107568

RENO, NV

Past

November 4, 1996 - October 31, 2006

NAVELLIER SECURITIES CORP.

CRD#: 34861

RENO, NV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAPPHIRE STAR CAPITAL LLC

CRD#: 226665 / SEC#: 801-100373

RIA

Registered Investment Advisory firm - (6/12/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(6/12/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/25/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/1/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SAPPHIRE STAR CAPITAL LLC

CRD#: 226665 / SEC#: 801-100373

RIA

Registered Investment Advisory firm - (6/12/2015 Approved)

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Contact information

Main Address

7826 Leary Way Ne Suite 201, Redmond, WA 98052

Mailing Address

Phone number

(425) 576-4083

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

SAPPHIRE STAR CAPITAL LLC FORM ADV 2 - MARCH 2025 (3/6/2025)

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 143,738,623

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. Borgen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jensen Borgen's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAPPHIRE STAR CAPITAL LLC

NAVELLIER & ASSOCIATES INC

NAVELLIER SECURITIES CORP.

Primary Firm SEC Registration

SAPPHIRE STAR CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/2002

Series 63

Date: 10/25/1996

Series 6

Date: 11/1/1996

Current Firm

SAPPHIRE STAR CAPITAL LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAPPHIRE STAR CAPITAL LLC

TRUST BUT VERIFY

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