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DH

David Michael Hatter

AIF®
CRD# 2767678·Registered 1996 - 2025
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Michael Hatter, AIF®, who also goes by Dave Hatter, was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1996 - 2025. David had worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dave Hatter

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary

Years of Experience

30 years registered in the securities industry

Current & Past Employments

Past

ARISTA CONSULTING GROUPPast·CRD# 292330
RIA
Sautee Nacoochee, GA
June 24, 2021 - July 11, 2025
LPL FINANCIAL LLCPast·CRD# 6413
BD
Inlet Beach, FL
January 14, 2015 - May 16, 2024
LPL FINANCIAL LLCPast·CRD# 6413
RIA
Inlet Beach, FL
December 2, 2013 - May 16, 2024
GLOBAL RETIREMENT PARTNERS LLCPast·CRD# 172011
RIA
Alparetta, GA
September 11, 2014 - December 7, 2015
FINANCIAL TELESIS INCPast·CRD# 31012
RIA
Alpharetta, GA
April 15, 2011 - November 27, 2013
INVEST-N-U, LLCPast·CRD# 146799
RIA
Alpharetta, GA
June 3, 2009 - December 23, 2011
ARISTA INVESTMENT ADVISORS, LLCPast·CRD# 136920
RIA
Alpharetta, GA
August 3, 2005 - December 23, 2011
HATTER GROUP LLCPast·CRD# 136920
RIA
Cumming, GA
September 1, 2005 - December 31, 2008
CAPFINANCIAL SECURITIES, LLC.Past·CRD# 126291
RIA
Atlanta, GA
December 17, 2003 - June 30, 2005
CAPFINANCIAL SECURITIES, LLC.Past·CRD# 126291
BD
Raleigh, NC
October 16, 2003 - June 30, 2005
TRUIST INVESTMENT SERVICES, INC.Past·CRD# 17499
BD
Atlanta, GA
July 2, 2002 - July 31, 2003
WESTPORT FINANCIAL SERVICES, L.L.C.Past·CRD# 38449
BD
Jacksonville, FL
September 27, 2000 - July 19, 2001
ONE ORCHARD EQUITIES, INC.Past·CRD# 42124
BD
Greenwood Village, CO
August 7, 1998 - August 25, 2000
ONE ORCHARD EQUITIES, INC.Past·CRD# 42124
BD
Greenwood Village, CO
January 3, 1997 - April 22, 1998
THE GREAT-WEST LIFE ASSURANCE COMPANYPast·CRD# 5927
BD
Englewood, CO
September 17, 1996 - January 3, 1997

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Current Firm

AC
ARISTA CONSULTING GROUP

ARISTA ADVISORY GROUP, LLC | ARISTA CONSULTING GROUP

CRD#: 292330

Contact Information

Main Address

Sautee Nacoochee, GA

Mailing Address

Dpt # 37053 2500 Dallas Highway Suite 202, Marietta, GA 30064

Phone Number

(678) 533-6040

# of Employees

4

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 3/30/2017 - Arista Properties II, LLC - Investment Related - Home Based & Big Sky, MT - Real Estate Rental - Start 04/01/2017 - 0 Hours Per Month - Vacation Rental Property. 2. 5/3/2018 - Arista Advisory Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started: 03/12/2018 - 10 Hours Per Month/2 Hours During Securities Trading - I provide financial planning and consulting services through Arista Advisory Group, an independent investment advisor firm. I started this business activity in 03/2018. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3. 11/14/2018 - Arista Consulting Group Holdings - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Started 11/12/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 11/14/2018 - Arista Consulting Group - Investment Related - At Reported Business Location(s) - Third Party Administrator (TPA) - Started 05/01/2016 - 10 Hours Per Month/1 Hour During Securities Trading - President - 10 Hours Per Month/0 Hours During Securities Trading. 5. 11/14/2018 - Arista Aviation, LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Started 10/04/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 6. 11/14/2018 - Arista Consulting Group - Investment Related - At Reported Business Location(s) - Insurance Agency - President - Started 08/01/2005 - 20 Hours Per Month/1 Hour During Securities Trading. 7. 6/16/2021 - Arista Advisory Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR and Owner - Started 03/12/2018 - 10 Hours Per Month/2 Hours During Securities Trading - Time Spent 10% - I provide investment advisory services through Arista Advisory Group, LLC, an independent investment advisor firm. I started this business activity in 06/2021. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 6/22/2021 - Arista Advisory Group, LLC - DBA: (HYBRID) Arista Consulting Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR and OWNER - Started 03/19/2021 - 10 Hours Per Month During Securities Trading - Time Spent 8% - I provide investment advisory services through Arista Advisory Group, LLC, an independent investment advisor firm. I started this business activity in 06/2021. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2015About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2003About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2015About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1996About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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