David M. Hatter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Michael Hatter, AIF®, who also goes by Dave Hatter, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1996. David had worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2021 - July 11, 2025
ARISTA CONSULTING GROUP
January 14, 2015 - May 16, 2024
LPL FINANCIAL LLC
September 11, 2014 - December 7, 2015
GLOBAL RETIREMENT PARTNERS LLC
December 2, 2013 - May 16, 2024
LPL FINANCIAL LLC
April 15, 2011 - November 27, 2013
FINANCIAL TELESIS INC
June 3, 2009 - December 23, 2011
INVEST-N-U, LLC
September 1, 2005 - December 31, 2008
HATTER GROUP LLC
August 3, 2005 - December 23, 2011
ARISTA INVESTMENT ADVISORS, LLC
December 17, 2003 - June 30, 2005
CAPFINANCIAL SECURITIES, LLC.
October 16, 2003 - June 30, 2005
CAPFINANCIAL SECURITIES, LLC.
July 2, 2002 - July 31, 2003
TRUIST INVESTMENT SERVICES, INC.
September 27, 2000 - July 19, 2001
WESTPORT FINANCIAL SERVICES, L.L.C.
August 7, 1998 - August 25, 2000
ONE ORCHARD EQUITIES, INC.
January 3, 1997 - April 22, 1998
ONE ORCHARD EQUITIES, INC.
September 17, 1996 - January 3, 1997
THE GREAT-WEST LIFE ASSURANCE COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
ARISTA CONSULTING GROUP
CRD#: 292330 / SEC#:
Contact information
Red Flags
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