Matthew A. Yanni

YANNI & ASSOCIATES INVESTMENT ADVISORS

Wexford, PA 15090

Some features on this profile are disabled

CRD#: 2767573

Professional summary

Matthew Adam Yanni, CFP®, who also goes by Matthew Yanni, is a registered financial advisor currently at YANNI & ASSOCIATES INVESTMENT ADVISORS, LLC located in Wexford, Pennsylvania.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Matthew has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew Yanni

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Matt is licensed to sell life, long-term care, and short-term disability insurance products and do so as an Individual, not through Yanni & Associates Investment Advisors. These are commission products and he does get compensated accordingly.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Adam Yanni's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

February 7, 2007 - Present

YANNI & ASSOCIATES INVESTMENT ADVISORS, LLC

Office #1: 2000 Corporate Drive Suite 450, Wexford, PA 15090

RIA

CRD#: 142913

Wexford, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

YANNI & ASSOCIATES INVESTMENT ADVISORS, LLC

CRD#: 142913 / SEC#: 801-123404

RIA

Registered Investment Advisory firm - (3/9/2022 Approved)

Florida

Registered Investment Advisory firm - (4/5/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/11/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/5/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/7/2007)

IAR

Texas
(5/14/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

YANNI & ASSOCIATES INVESTMENT ADVISORS, LLC

CRD#: 142913 / SEC#: 801-123404

RIA

Registered Investment Advisory firm - (3/9/2022 Approved)

Florida

Registered Investment Advisory firm - (4/5/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/11/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/5/2022 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2000 Corporate Drive Suite 450, Wexford, PA 15090

Mailing Address

Phone number

(724) 940-0310

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

YAIA ADV PART 2A (1/21/2025)

Regulatory assets under management

Total Number of Accounts	394
AUM (Assets Under Management)	$ 160,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Andrea Robertson

JANNEY MONTGOMERY SCOTT LLC

IAR

Sewickley (wexford), PA

Richard Sabo

J. W. COLE ADVISORS, INC.

IAR

GIBSONIA, PA

Lee Oleinick

UBS FINANCIAL SERVICES INC.

IAR

Boca Raton, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew A. Yanni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Adam Yanni's CRS (Customer Relationship Summary).

Certified licenses

Experience

YANNI & ASSOCIATES INVESTMENT ADVISORS, LLC

Primary Firm SEC Registration

YANNI & ASSOCIATES INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Current Firm

YANNI & ASSOCIATES INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

YANNI & ASSOCIATES INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors