Jon R. Orcutt

AFL ADVISORY GROUP LLC

Allegany, NY 14706

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CRD#: 2767462

Professional summary

Jon Robert Orcutt is a registered financial advisor currently at AFL ADVISORY GROUP LLC located in Allegany, New York.

Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jon has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I WRITE A SUBSCRIPTION BASED INVESTMENT NEWSLETTER FOR A COMPANY I OWN CALLED ALLOCATION FOR LIFE. IT IS A SUB-SCRIPTION BASED NEWSLETTER, WHICH OFFERS NO ADVICE AND I HAVE NO CONTACT WITH MY SUBSCRIBERS. I STARTED THIS COMPANY IN 2011 AND I CURRENTLY HAVE ZERO PAYING SUBSCRIBERS. IT WAS SIMPLY A PLACE TO GET MY THOUGHTS OUT AFTER PEOPLE ASKED TO READ MORE OF MY WRITINGS FOLLOWING THE RELEASE OF A BOOK I WROTE IN OCTOBER 2011.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Robert Orcutt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 18, 2014 - Present

AFL ADVISORY GROUP LLC

Office #1: 45 W. Main St., Allegany, NY 14706

RIA

CRD#: 168957

Allegany, NY

Past

November 3, 2005 - February 11, 2010

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ROCHESTER, NY

Past

April 6, 2001 - November 17, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

January 14, 1997 - April 9, 2001

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/18/2014)

IAR

New York
(10/14/2021)

IAR

North Carolina
(3/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/5/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/15/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/13/1997

General Securities Representative Examination

Current Firm

AFL ADVISORY GROUP LLC

A.F.L. CAPITAL | ORCUTT, JON | AFL ADVISORY GROUP LLC | A.F.L. CAPITAL LLC

CRD#: 168957 / SEC#:

New Jersey

Registered Investment Advisory firm - (11/18/2014 Approved)

New York

Registered Investment Advisory firm - (10/25/2013 Approved)

North Carolina

Registered Investment Advisory firm - (1/26/2022 Approved)

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Contact information

Main Address

45 W. Main St., Allegany, NY 14706

Mailing Address

P.o. Box 491, Olean, NY 14760-0491

Phone number

(585) 313-6342

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	74
AUM (Assets Under Management)	$ 25,129,831

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jon R. Orcutt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Robert Orcutt's CRS (Customer Relationship Summary).

Certified licenses

Experience

AFL ADVISORY GROUP LLC

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 65

Date: 8/5/2013

Series 63

Date: 1/15/1997

Series 7

Date: 1/13/1997

Current Firm

AFL ADVISORY GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AFL ADVISORY GROUP LLC

TRUST BUT VERIFY

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