DC
Daniel R. Chouanard
THRIVENT ASSET MANAGEMENT
Minneapolis, MN 55402-3265
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CRD#: 2767448
DC
Professional summary
Daniel Robert Chouanard, CIMA®, who also goes by Daniel Chouanard, is a registered financial advisor currently at THRIVENT ASSET MANAGEMENT, LLC located in Minneapolis, Minnesota and THRIVENT DISTRIBUTORS, LLC located in Minneapolis, Minnesota.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Daniel has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 52, Series 24, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel Chouanard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SHADYWOOD VILLAS HOME OWNERS ASSOCIATION POSITION: Treasurer NATURE: Elected to board of directors as treasurer for Shadywood Villas HOA. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2024 ADDRESS: 3215 Shadywood Circle, Excelsior MN 55331, United States DESCRIPTION: Review monthly HOA financials and aid in vendor procurement.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Robert Chouanard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 25, 2019 - Present
THRIVENT ASSET MANAGEMENT, LLC
Office #1: 901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3265RIA
CRD#: 137751
Minneapolis, MN
Current
December 15, 2015 - Present
THRIVENT DISTRIBUTORS, LLC
Office #1: 901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3265BD
CRD#: 179512
Minneapolis, MN
Past
September 2, 2010 - June 13, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
MINNEAPOLIS, MN
Past
June 26, 2008 - June 13, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Past
May 25, 2007 - April 16, 2008
IFS FUND DISTRIBUTORS, INC.
BD
CRD#: 24075
CINCINNATI, OH
Past
November 28, 2006 - May 25, 2007
RIVERSOURCE DISTRIBUTORS, INC.
BD
CRD#: 139135
MINNEAPOLIS, MN
Past
May 6, 2004 - December 31, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
May 6, 2004 - January 24, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
July 12, 1999 - November 6, 2003
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Past
April 22, 1997 - June 4, 1999
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Past
July 31, 1996 - April 3, 1997
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THRIVENT ASSET MANAGEMENT, LLC
THRIVENT ASSET MANAGEMENT LLC | THRIVENT ASSET MANAGEMENT, LLC
CRD#: 137751 / SEC#: 801-64988
RIA
Registered Investment Advisory firm - (12/15/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/13/2016)
RR
Alaska(4/27/2016)
RR
Arizona(11/27/2018)
RR
Arkansas(1/13/2016)
RR
California(1/13/2016)
RR
Colorado(1/13/2016)
RR
Connecticut(1/13/2016)
RR
Delaware(1/13/2016)
RR
District of Columbia(1/13/2016)
RR
Florida(1/13/2016)
RR
Georgia(1/13/2016)
RR
Hawaii(1/13/2016)
RR
Idaho(1/13/2016)
RR
Illinois(1/13/2016)
RR
Indiana(4/25/2016)
RR
Iowa(1/13/2016)
RR
Kansas(1/13/2016)
RR
Kentucky(1/13/2016)
RR
Louisiana(1/13/2016)
RR
Maine(1/13/2016)
RR
Maryland(1/13/2016)
RR
Massachusetts(4/25/2016)
RR
Michigan(1/13/2016)
RR
Minnesota(12/15/2015)
IAR
Minnesota(6/25/2019)
RR
Mississippi(1/13/2016)
RR
Missouri(1/13/2016)
RR
Montana(1/13/2016)
RR
Nebraska(1/14/2016)
RR
Nevada(8/24/2016)
RR
New Hampshire(2/19/2016)
RR
New Jersey(1/13/2016)
RR
New Mexico(1/13/2016)
RR
New York(1/13/2016)
RR
North Carolina(8/3/2016)
RR
North Dakota(1/13/2016)
RR
Ohio(1/14/2016)
RR
Oklahoma(1/13/2016)
RR
Oregon(4/27/2016)
RR
Pennsylvania(4/26/2016)
RR
Puerto Rico(6/8/2022)
RR
Rhode Island(1/13/2016)
RR
South Carolina(1/13/2016)
RR
South Dakota(1/13/2016)
RR
Tennessee(1/13/2016)
RR
Texas(1/13/2016)
RR
Utah(2/11/2016)
RR
Vermont(1/13/2016)
RR
Virginia(4/27/2016)
RR
Washington(1/13/2016)
RR
West Virginia(4/27/2016)
RR
Wisconsin(1/13/2016)
RR
Wyoming(1/13/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
THRIVENT ASSET MANAGEMENT, LLC
THRIVENT ASSET MANAGEMENT LLC | THRIVENT ASSET MANAGEMENT, LLC
CRD#: 137751 / SEC#: 801-64988
RIA
Registered Investment Advisory firm - (12/15/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211
Mailing Address
Phone number
(800) 847-4836
Established
Firm type
Fiscal year end
# of Employees
450
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 46,815,882,100 |
Red Flags
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Company Information
THRIVENT ASSET MANAGEMENT, LLC
CRD#: 137751Minneapolis, MN 55402-3265TRUST BUT VERIFY
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Contact information
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