Mark Klopfenstein

VENTURE VISIONARY PARTNERS

SYLVANIA, OH 43560

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CRD#: 2767318

Professional summary

Mark Klopfenstein, AIF®, who also goes by Mark Alan Klopfenstein, is a registered financial advisor currently at VENTURE VISIONARY PARTNERS LLC located in Sylvania, Ohio.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Mark has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

At a Glance

Always Fiduciary

Aliases

Mark Alan Klopfenstein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 8/1996 Independent Licensed insurance Agent; Investment Related; Ohio; Accident, Life & Health_ 2.1/2003 Klopfenstein Financial Group, LLC; Owner; Financial Advisory/ Wealth Management Firm; Investment Related; 4615 Ginger Hill Rd, Toledo, OH 43623; 0 Hours/Month & during trading hours; Firm is dormant _ 3.7/2026 Venture Risk Consulting, LLC; Investment Related; 5520 Monroe Street, Suite B, Sylvania OH 43560; Insurance agency; Independent Insurance Agent; Accidental, life & health; 0-1 hours per month during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Klopfenstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

September 9, 2026 - Present

VENTURE VISIONARY PARTNERS LLC

Office #1: 5520 Monroe Street Suite B, Sylvania, OH 43560

RIA

CRD#: 304237

SYLVANIA, OH

Past

September 8, 2005 - October 25, 2019

STRATEGIC INVESTMENT ADVISORS, LLC

RIA

CRD#: 135448

SYLVANIA, OH

Past

August 17, 2005 - December 31, 2012

TRIAD ADVISORS LLC

CRD#: 25803

SYLVANIA, OH

Past

July 7, 2004 - August 16, 2005

WALNUT STREET SECURITIES, INC.

RIA

CRD#: 15840

TOLEDO, OH

Past

June 7, 2004 - August 18, 2005

SAVAGE AND ASSOCIATES, INC.

RIA

CRD#: 119705

TOLEDO, OH

Past

June 12, 2001 - August 16, 2005

WALNUT STREET ADVISERS INC

RIA

CRD#: 109903

TOLEDO, OH

Past

April 5, 2001 - August 16, 2005

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

February 3, 1997 - May 17, 2001

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VENTURE VISIONARY PARTNERS LLC

FINDLEY ADVISORS | VENTURE VISIONARY PARTNERS LLC

CRD#: 304237 / SEC#: 801-116835

RIA

Registered Investment Advisory firm - (6/21/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 8/24/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 1/6/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 11/13/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Status Unavailable

Passed: 1/31/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Status Unavailable

Passed: 2/16/2006

General Securities Principal Examination

Current Firm

VENTURE VISIONARY PARTNERS LLC

FINDLEY ADVISORS | VENTURE VISIONARY PARTNERS LLC

CRD#: 304237 / SEC#: 801-116835

RIA

Registered Investment Advisory firm - (6/21/2019 Approved)

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Contact information

Main Address

5520 Monroe Street Suite B, Sylvania, OH 43560

Mailing Address

Phone number

(419) 464-7401

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VENTURE VISIONARY PARTNERS DISCLOSURE BROCHURE (9/3/2026)

Regulatory assets under management

Total Number of Accounts	6,711
AUM (Assets Under Management)	$ 5,242,198,595

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark Klopfenstein

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Klopfenstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC INVESTMENT ADVISORS, LLC

TRIAD ADVISORS LLC

WALNUT STREET SECURITIES, INC.

SAVAGE AND ASSOCIATES, INC.

WALNUT STREET ADVISERS INC

WALNUT STREET SECURITIES, INC.

OSAIC WEALTH, INC.

Primary Firm SEC Registration

VENTURE VISIONARY PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Passed: 8/24/2026

Series 63

Passed: 1/6/2000

Series 7

Passed: 11/13/2002

Series 6

Passed: 1/31/1997

Series 24

Passed: 2/16/2006

Current Firm

VENTURE VISIONARY PARTNERS LLC

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VENTURE VISIONARY PARTNERS LLC

TRUST BUT VERIFY

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