Brian D. Hinton

CRD#: 2767287

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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian Douglas Hinton, who also goes by Brian Douglas Hinton, Brian Hinton, was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 1999. Brian had worked at 4 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brian Douglas Hinton | Brian Hinton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 19, 2016 - August 29, 2016

WE ALLIANCE WEALTH ADVISORS, INC.

RIA

CRD#: 175405

Elk Grove, CA

Past

July 22, 2013 - December 31, 2013

PFS INVESTMENTS INC.

CRD#: 10111

SACRAMENTO, CA

Past

November 15, 2012 - May 3, 2013

ALIGHT FINANCIAL SOLUTIONS, LLC

CRD#: 36509

SACRAMENTO, CA

Past

January 3, 2012 - November 14, 2012

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

May 7, 2007 - October 5, 2010

PFS INVESTMENTS INC.

CRD#: 10111

SACRAMENTO, CA

Past

December 17, 1999 - June 19, 2001

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WE ALLIANCE WEALTH ADVISORS, INC.

STRATEGIC WEALTH ADVISORY GROUP | WE ALLIANCE WEALTH ADVISORS, INC.

CRD#: 175405 / SEC#: 801-113406

RIA

Registered Investment Advisory firm - (6/8/2018 Approved)

California

Registered Investment Advisory firm - (8/5/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/21/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/3/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WE ALLIANCE WEALTH ADVISORS, INC.

STRATEGIC WEALTH ADVISORY GROUP | WE ALLIANCE WEALTH ADVISORS, INC.

CRD#: 175405 / SEC#: 801-113406

RIA

Registered Investment Advisory firm - (6/8/2018 Approved)

California

Registered Investment Advisory firm - (8/5/2018 Terminated)

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Contact information

Main Address

3001 Douglas Blvd Ste. 142, Roseville, CA 95661

Mailing Address

Phone number

(916) 325-0130

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WE ALLIANCE BROCHURE (12/5/2025)

Regulatory assets under management

Total Number of Accounts	327
AUM (Assets Under Management)	$ 206,576,766

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian D. Hinton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WE ALLIANCE WEALTH ADVISORS, INC.

PFS INVESTMENTS INC.

ALIGHT FINANCIAL SOLUTIONS, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

WE ALLIANCE WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/21/2007

Series 6

Date: 5/3/2007

Current Firm

WE ALLIANCE WEALTH ADVISORS, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WE ALLIANCE WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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