Chan H. Lim

CENTRIC WEALTH MANAGEMENT

Chicago, IL 60606

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CRD#: 2767255

Professional summary

Chan Hyun Lim, AIF®, who also goes by Chan Lim, is a registered financial advisor currently at CENTRIC WEALTH MANAGEMENT, LLC located in Chicago, Illinois.

Chan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Chan has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 34, Series 3, Series 7, Series 52, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chan Lim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BARBARA E CHARAL & ASSOCIATES, INC., INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, FINANCIAL REPRESENTATIVE, DBA FOR INVESTMENTS, START 7/2018, 40H/WEEK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chan Hyun Lim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 20, 2024 - Present

CENTRIC WEALTH MANAGEMENT, LLC

Office #1: 333 W. Wacker Drive 6th Floor, Chicago, IL 60606

RIA

CRD#: 133877

Chicago, IL

Past

September 12, 2018 - June 20, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

NORTHBROOK, IL

Past

July 16, 2018 - June 20, 2024

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

NORTHBROOK, IL

Past

August 8, 2016 - July 20, 2018

TD AMERITRADE, INC.

CRD#: 7870

CHICAGO, IL

Past

July 8, 2015 - August 18, 2016

E*TRADE SECURITIES LLC

CRD#: 29106

CHICAGO, IL

Past

December 10, 2013 - March 11, 2015

X-CHANGE FINANCIAL ACCESS, LLC

CRD#: 126201

CHICAGO, IL

Past

August 26, 1996 - August 21, 1997

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CENTRIC WEALTH MANAGEMENT, LLC

CRD#: 133877 / SEC#: 801-63837

RIA

Registered Investment Advisory firm - (2/7/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(6/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/11/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/22/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 34

Date: 12/7/2016

Retail Off-Exchange FOREX Examination

General Industry/Product Exam

Series 3

Date: 3/11/2014

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/9/2013

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 8/23/1996

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 11/3/2014

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/20/2014

General Securities Principal Examination

Current Firm

CENTRIC WEALTH MANAGEMENT, LLC

CRD#: 133877 / SEC#: 801-63837

RIA

Registered Investment Advisory firm - (2/7/2005 Approved)

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Contact information

Main Address

333 W. Wacker Drive 6th Floor, Chicago, IL 60606

Mailing Address

Phone number

(312) 429-6100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CENTRIC WEALTH MANAGEMENT, LLC (3/21/2025)

Regulatory assets under management

Total Number of Accounts	573
AUM (Assets Under Management)	$ 725,571,955

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/18/2024	Cover Page	Report
02/07/2024	Cover Page	Report
03/09/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Chan H. Lim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chan Hyun Lim's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

TD AMERITRADE, INC.

E*TRADE SECURITIES LLC

X-CHANGE FINANCIAL ACCESS, LLC

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

CENTRIC WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/11/2018

Series 63

Date: 7/22/2015

SIE

Date: 10/1/2018

Series 34

Date: 12/7/2016

Series 3

Date: 3/11/2014

Series 7

Date: 12/9/2013

Series 52

Date: 8/23/1996

Series 4

Date: 11/3/2014

Series 24

Date: 8/20/2014

Current Firm

CENTRIC WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CENTRIC WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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