Rodney W. Wells
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rodney Wayne Wells, who also goes by Rodney W Wells, was a registered financial professional .
Rodney is a previously registered financial professional and started their career in finance in 1996. Rodney had worked at 8 firms and has passed the Series 66, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2010 - January 25, 2012
COUNTRY CAPITAL MANAGEMENT COMPANY
October 27, 2009 - July 9, 2010
ALLSTATE FINANCIAL SERVICES, LLC
April 1, 2008 - July 1, 2009
UVEST FINANCIAL SERVICES GROUP, INC.
April 1, 2008 - July 1, 2009
UVEST FINANCIAL SERVICES GROUP, INC.
May 4, 2007 - January 25, 2008
MORGAN STANLEY & CO. LLC
May 4, 2007 - January 25, 2008
MORGAN STANLEY & CO. LLC
May 12, 2005 - February 12, 2007
SYNOVUS SECURITIES, INC.
May 12, 2005 - February 12, 2007
SYNOVUS SECURITIES, INC.
February 25, 2004 - May 3, 2005
CHARLES SCHWAB & CO., INC.
June 25, 2003 - May 3, 2005
CHARLES SCHWAB & CO., INC.
December 8, 1997 - July 1, 2003
A. G. EDWARDS & SONS, INC.
August 13, 1996 - November 26, 1997
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COUNTRY CAPITAL MANAGEMENT COMPANY
CRD#: 12060 / SEC#: , 8-12645
Contact information
FINRA licenses (31 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COUNTRY LIFE INSURANCE COMPANY | SHAREHOLDER | |
| BULL, DAVID B | PRINCIPAL OPERATIONS OFFICER | 5287948 |
| DARMSTAEDTER, GEOFFREY FREDERICK | CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 5709185 |
| DODDS, ALAN KEITH | VICE PRESIDENT - FINANCE & TREASURER | 5660784 |
| DUNCAN, BRIAN KEITH | CHAIRMAN OF THE BOARD & DIRECTOR | 6904912 |
| ELLERMAN, DOUGLAS JOSEPH | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 6096851 |
| FLETCHER, JEREMIAH DEAN | CHIEF INFORMATION SECURITY OFFICER | 6970583 |
| FRERICHS, TROY MITCHELL | CEO, EXECUTIVE REPRESENTATIVE | 4133454 |
| GREEN, DENNIS WAYNE | DIRECTOR | 6904908 |
| HARRIS, TIMOTHY JOHN | EXECUTIVE VICE PRESIDENT OF AGENCY | 3155020 |
| MEISS, DAVID LEE | DIRECTOR | 6904884 |
| SCHUTZ, CHAD KENNETH | DIRECTOR | 6904905 |
| VANCE, JENNIFER LYNN | GENERAL COUNSEL, SECRETARY & CHIEF LEGAL OFFICER | 7040592 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
