AA
Andrew J. Arkfeld
ARKFELD WEALTH STRATEGIES, L.L.C.
Omaha, NE 68116
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CRD#: 2767128
AA
Professional summary
Andrew Jay Arkfeld, who also goes by Andy Jay Arkfeld, is a registered financial advisor currently at ARKFELD WEALTH STRATEGIES, L.L.C. located in Omaha, Nebraska.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Andrew has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andy Jay Arkfeld
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) ARKFELD REAL ESTATE LLC; INV RELATED REAL ESTATE; OMAHA, NE; START: 2012, MANAGING MEMBER, TIME RELATED TO BUSINESS VARIES. 2.) TANGNIFI, LLC; INVESTMENT RESEACH TECHNOLOGY FIRM; APOLLO BEACH, FL; 10% OWNER, START: 4/2015, 0 HOURS PER MONTH, PASSIVE INVESTOR. 3.) TRUSTEE FOR ARKFELD WEALTH STRATEGIES 401K; INVESTMENT RELATED; OMAHA, NE; FOR EMPLOYEES; START: 1/1/17; 24 HRS/MO; TIME RELATED TO ACTIVITY VARIES. 4.) ARKFELD ACRES, LLC; NON-INVESTMENT RELATED FARMING BUSINESS, START: 2010; TIME RELATED TO BUSINESS VARIES 5.) ALLURE STUDIO, LLC; NON-INVESTMENT RELATED SALON/INVESTMENT PROPERTY, START: 2013; TIME RELATED TO BUSINESS VARIES. 6.) CAPITAL INSURANCE, LLC; NON-INVESTMENT RELATED TAX ENTITY LOCATED IN OMAHA, NE; MANAGING MEMBER STARTING 07/2019; 2 HRS/MO; SOME OF WHICH MAY BE DURING TRADING HOURS. 7.) TABLE ROCK RENTALS, L.L.C.; INVESTMENT RELATED REAL ESTATE BUSINESS, OMAHA, NE; STARTED 2021; TIME RELATED TO BUSINESS VARIES. 8.) 4141, LLC - INVESTMENT RELATED REAL ESTATE BUSINESS, OMAHA, NE; STARTED 2024; TIME RELATED TO BUSINESS VARIES.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Jay Arkfeld's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 2, 2018 - Present
ARKFELD WEALTH STRATEGIES, L.L.C.
Office #1: 3512 N. 163rd Plaza, Omaha, NE 68116RIA
CRD#: 293175
Omaha, NE
Past
April 23, 2012 - November 5, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
OMAHA, NE
Past
April 19, 2012 - November 5, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
OMAHA, NE
Past
January 29, 2007 - April 23, 2012
EDWARD JONES
RIA
CRD#: 250
OMAHA, NE
Past
September 18, 1996 - April 23, 2012
EDWARD JONES
BD
CRD#: 250
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARKFELD WEALTH STRATEGIES, L.L.C.
ARKFELD WEALTH STRATEGIES, L.L.C.
CRD#: 293175 / SEC#: 801-114011
RIA
Registered Investment Advisory firm - (9/25/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(11/5/2018)
IAR
Texas(10/2/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
AW
ARKFELD WEALTH STRATEGIES, L.L.C.
ARKFELD WEALTH STRATEGIES, L.L.C.
CRD#: 293175 / SEC#: 801-114011
RIA
Registered Investment Advisory firm - (9/25/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3512 N. 163rd Plaza, Omaha, NE 68116
Mailing Address
Phone number
(402) 933-1970
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,001 |
| AUM (Assets Under Management) | $ 478,933,000 |
Red Flags
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Company Information
ARKFELD WEALTH STRATEGIES, L.L.C.
CRD#: 293175Omaha, NE 68116TRUST BUT VERIFY
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