Charles J. Skoumal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles James Skoumal, who also goes by Chuck Skoumak, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1996. Charles had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2006 - September 13, 2012
TD AMERITRADE, INC.
April 28, 2003 - September 13, 2012
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 2, 2002 - April 22, 2006
TD AMERITRADE CLEARING, INC.
August 19, 1996 - December 31, 2001
ACCUTRADE INC.
August 8, 1996 - August 19, 1996
J.P. SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
