Russell K. Cannon
Professional summary
Russell Keith Cannon was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Russell is a previously registered financial advisor and started their career in finance in 1996. Prior to being barred, Russell had worked at 4 firms, which includes RKC CAPITAL LLC, CITIGROUP GLOBAL MARKETS INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, ZIONS DIRECT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2007 - December 9, 2011
RKC CAPITAL LLC
November 21, 2001 - February 14, 2007
CITIGROUP GLOBAL MARKETS INC.
October 8, 2001 - February 14, 2007
CITIGROUP GLOBAL MARKETS INC.
November 29, 1996 - October 26, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 8, 1996 - November 1, 1996
ZIONS DIRECT, INC.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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