David M. Kupersmith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Michael Kupersmith, who also goes by David M Kupersmith, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1967. David had worked at 7 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 1987 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
August 14, 1987 - August 25, 2015
MML INVESTORS SERVICES, LLC
March 14, 1984 - August 25, 1987
NEW ENGLAND SECURITIES
September 6, 1972 - July 21, 1987
HOME LIFE INSURANCE COMPANY
July 1, 1971 - October 28, 1972
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
July 1, 1971 - October 28, 1972
MONY SECURITIES CORPORATION
October 16, 1967 - April 24, 1971
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/26/1967
Registered Representative ExaminationCurrent Firm
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
CRD#: 2682 / SEC#: 801-8059, 8-13941
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
