Kevin M. Donohue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin M Donohue was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1996. Kevin had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 87, Series 7, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2023 - June 23, 2023
TRC MARKETS LLC
January 21, 2016 - December 17, 2019
TRC MARKETS LLC
December 11, 2014 - August 3, 2015
ARXIS SECURITIES LLC
May 14, 2014 - September 9, 2014
J.P. MORGAN SECURITIES LLC
July 2, 2012 - July 25, 2013
VIRTU AMERICAS LLC
January 6, 2011 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
December 11, 2009 - March 29, 2011
KNIGHT LIBERTAS LLC
July 22, 2009 - June 21, 2010
VIRTU AMERICAS LLC
May 1, 2006 - December 1, 2009
KNIGHT CAPITAL AMERICAS, L.P.
April 7, 2004 - July 26, 2004
KNIGHT CAPITAL AMERICAS, L.P.
August 16, 1996 - May 2, 2000
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/12/2007
Limited Representative-Equity Trader ExamCurrent Firm
TRC MARKETS LLC
CRD#: 171272 / SEC#: , 8-69454
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOWER RESEARCH CAPITAL LLC | MEMBER | |
| CONCANNON, SEAN PATRICK | PRINCIPAL FINANCIAL OFFICER | 5364102 |
| ELLMAN, MICHAEL GREG | PRINCIPAL OPERATIONS OFFICER & FINOP | 5574667 |
| MESTER, THOMAS BRENNER | CHIEF COMPLIANCE OFFICER | 2350593 |
| SHEDID, MARWA MAHMOUD | CHIEF OPERATING OFFICER | 5470002 |
| WILSON, KENNETH NIXON | CEO | 3014927 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
