Kristen A. Breault

CIRCLE WEALTH MANAGEMENT

Summit, NJ 07901

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CRD#: 2766931

Professional summary

Kristen Anne Breault, who also goes by Kristen Anne Black, is a registered financial advisor currently at CIRCLE WEALTH MANAGEMENT, LLC located in Summit, New Jersey.

Kristen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Kristen has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kristen Anne Black

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristen Anne Breault's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2007 - Present

CIRCLE WEALTH MANAGEMENT, LLC

Office #1: 47 Maple Street Suite 201, Summit, NJ 07901

RIA

CRD#: 142878

Summit, NJ

Past

August 26, 1996 - December 6, 1999

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CIRCLE WEALTH MANAGEMENT, LLC

CIRCLE ASSET MANAGEMENT | CIRCLE WEALTH MANAGEMENT, LLC | CIRCLE ASSET MANAGEMENT, LLC

CRD#: 142878 / SEC#: 801-67841

RIA

Registered Investment Advisory firm - (4/24/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(6/11/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/31/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/23/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/9/1996

General Securities Representative Examination

Current Firm

CIRCLE WEALTH MANAGEMENT, LLC

CIRCLE ASSET MANAGEMENT | CIRCLE WEALTH MANAGEMENT, LLC | CIRCLE ASSET MANAGEMENT, LLC

CRD#: 142878 / SEC#: 801-67841

RIA

Registered Investment Advisory firm - (4/24/2007 Approved)

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Contact information

Main Address

47 Maple Street Suite 201, Summit, NJ 07901

Mailing Address

Phone number

(908) 206-1306

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (9/15/2025)

Regulatory assets under management

Total Number of Accounts	1,040
AUM (Assets Under Management)	$ 12,479,780,365

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
03/27/2025	Cover Page	Report
05/06/2024	Cover Page	Report
05/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kristen A. Breault

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristen Anne Breault's CRS (Customer Relationship Summary).

Certified licenses

Experience

CIRCLE WEALTH MANAGEMENT, LLC

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

CIRCLE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/31/2007

Series 63

Date: 11/23/1998

Series 7

Date: 8/9/1996

Current Firm

CIRCLE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CIRCLE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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