Denise R. Rodgers
Professional summary
Denise Ryan Rodgers, who also goes by Denise R Rodgers, is a registered financial advisor currently at RODGERS BROTHERS, INC. located in Harmony, Pennsylvania.
Denise is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Denise has worked at 1 firm and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Denise Ryan Rodgers's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2004 - Present
RODGERS BROTHERS, INC.
Office #1: 223 Mercer Street, Harmony, PA 16037January 1, 1997 - October 24, 2023
RODGERS BROTHERS, INC.
Primary Firm SEC Registration
RODGERS BROTHERS, INC.
CRD#: 16197 / SEC#: 801-61034, 8-33475
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/9/2004)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
RODGERS BROTHERS, INC.
CRD#: 16197 / SEC#: 801-61034, 8-33475
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,075 |
| AUM (Assets Under Management) | $ 964,724,126 |
Red Flags
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