Lori A. Flesher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lori Ann Flesher, CFP®, who also goes by Lori Ann Erickson, was a registered financial professional .
Lori is a previously registered financial professional and started their career in finance in 2001. Lori had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2017 - December 31, 2024
LORI FLESHER CFP
February 23, 2009 - June 12, 2017
NPB FINANCIAL GROUP, LLC
February 19, 2009 - June 12, 2017
NPB FINANCIAL GROUP, LLC
December 23, 2008 - February 20, 2009
ASSOCIATED SECURITIES CORP.
December 23, 2008 - February 20, 2009
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
December 22, 2008 - February 20, 2009
ASSOCIATED SECURITIES CORP.
September 20, 2005 - December 31, 2008
FSC SECURITIES CORPORATION
June 7, 2005 - December 31, 2008
FSC SECURITIES CORPORATION
June 29, 2001 - June 2, 2005
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
LORI FLESHER CFP
CRD#: 289897 / SEC#:
Contact information
Red Flags
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