Ann-marie E. Pearce
Professional summary
Ann-marie Elizabeth Pearce, who also goes by Ann-marie Elizabeth Palladino, Ann Marie E Pearce, Ann-marie Elizabeth Pearce, Ann-marie E Pearce, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Ann-marie is registered as a RR (Registered Representative) and started their career in finance in 2000. Ann-marie has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ann-marie Elizabeth Pearce's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2020 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008January 31, 2017 - April 5, 2019
EQUILEND
March 31, 2010 - July 30, 2015
JEFFERIES LLC
April 12, 2004 - March 2, 2010
FORTIS SECURITIES LLC
April 16, 2002 - March 19, 2004
ING FINANCIAL MARKETS LLC
July 11, 2000 - March 19, 2002
NOMURA SECURITIES INTERNATIONAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/21/2020)
Exams
FINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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