Christopher J. Vandorn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Vandorn, who also goes by Chris John Van Dorn, C J Vandorn, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1996. Christopher had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2013 - October 31, 2016
KOVACK SECURITIES INC.
November 6, 2009 - March 21, 2013
REALTY CAPITAL SECURITIES, LLC
June 6, 2008 - October 29, 2009
IMS SECURITIES, INC.
March 3, 2003 - April 28, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
May 31, 2001 - March 3, 2003
RUMSON CAPITAL, LLC
April 21, 1998 - September 10, 1999
HEARTLAND SECURITIES CORP.
November 19, 1996 - April 21, 1998
ICAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/5/2001
Limited Representative-Equity Trader ExamCurrent Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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