Robert C. Ingardia
Professional summary
Robert Charles Ingardia was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Robert had worked at 6 firms, which includes JOSEPH STEVENS & CO. INC., MASON HILL & CO. INC., EQUITRADE SECURITIES CORPORATION, BARRON CHASE SECURITIES INC., ABBEY-ASHFORD SECURITIES INC., LT LAWRENCE & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2001 - September 6, 2001
JOSEPH STEVENS & CO., INC.
January 19, 2000 - April 4, 2001
MASON HILL & CO., INC.
June 9, 1999 - January 6, 2000
EQUITRADE SECURITIES CORPORATION
April 24, 1998 - February 26, 1999
BARRON CHASE SECURITIES, INC.
February 9, 1998 - April 24, 1998
ABBEY-ASHFORD SECURITIES, INC.
April 29, 1997 - December 17, 1997
LT LAWRENCE & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
JOSEPH STEVENS & CO., INC.
CRD#: 35459 / SEC#: , 8-46901
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 10 |
Red Flags
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