Holly A. Benson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Holly Anne Benson, who also goes by Holly Anne Ekdahl, was a registered financial professional .
Holly is a previously registered financial professional and started their career in finance in 2000. Holly had worked at 1 firm and has passed the Series 99TO, Series 7TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2000 - January 4, 2021
PETERS & CO. EQUITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
PETERS & CO. EQUITIES INC.
CRD#: 38165 / SEC#: , 8-48219
Contact information
FINRA licenses (33 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PETERS & CO. LIMITED | PARENT COMPANY | |
| DRISCOLL, ANN MARLENE | VICE PRESIDENT, FINANCE & CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 5930722 |
| HARRIS, DEVON BRENDON | PRINCIPAL OPERATIONS OFFICER | 6540266 |
| MARCOTTE, BRADLEY WILLIAM | MANAGING DIRECTOR, INSTITUTIONAL SALES | 6579235 |
| MARTIN, JEFFREY JOHN MR. | EXECUTIVE VICE PRESIDENT AND MANAGING DIRECTOR | 4795286 |
| OLIVER, STEPHEN | CHIEF COMPLIANCE OFFICER | 8061893 |
| PLEWES, CAMERON EVAN | PRESIDENT | 5853073 |
| POTTER, CHRISTOPHER STEPHEN MR. | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 4730261 |
| REARDON, TYLER JAMES | MANAGING DIRECTOR, RESEARCH | 5620339 |
| SCOTT, ROBIN STUART | MANAGING DIRECTOR, TRADING | 4058331 |
Red Flags
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