JP
Jack A. Pollina
VIRTU AMERICAS LLC
New York, NY 10019
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CRD#: 2766437
JP
Professional summary
Jack A Pollina is a registered financial professional currently at VIRTU AMERICAS LLC located in New York, New York.
Jack is registered as a RR (Registered Representative) and started their career in finance in 1996. Jack has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jack A Pollina's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 1, 2020 - Present
VIRTU AMERICAS LLC
Office #1: 1633 Broadway 41st Fl, New York, NY 10019BD
CRD#: 149823
New York, NY
Past
July 11, 2003 - June 1, 2020
VIRTU ITG LLC
BD
CRD#: 29299
NEW YORK, NY
Past
March 20, 1997 - September 2, 2003
ITG EXECUTION SERVICES, INC.
BD
CRD#: 5247
NEW YORK, NY
Past
August 20, 1996 - March 24, 1997
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/1/2020)
RR
California(6/1/2020)
RR
Colorado(6/1/2020)
RR
Connecticut(6/1/2020)
RR
Delaware(6/1/2020)
RR
Florida(6/1/2020)
RR
Georgia(6/1/2020)
RR
Illinois(6/1/2020)
RR
Kansas(6/1/2020)
RR
Maryland(6/1/2020)
RR
Massachusetts(6/1/2020)
RR
Michigan(6/1/2020)
RR
Minnesota(6/1/2020)
RR
Missouri(6/1/2020)
RR
Nevada(6/1/2020)
RR
New Hampshire(6/1/2020)
RR
New Jersey(6/1/2020)
RR
New Mexico(6/1/2020)
RR
New York(6/1/2020)
RR
North Carolina(6/1/2020)
RR
Ohio(6/1/2020)
RR
Oregon(6/1/2020)
RR
Pennsylvania(6/1/2020)
RR
Texas(6/1/2020)
RR
Virginia(6/1/2020)
RR
Washington(6/1/2020)
RR
Wisconsin(6/1/2020)
RR
Wyoming(6/1/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 12/16/1997
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
VA
VIRTU AMERICAS LLC
KCG AMERICAS LLC | VIRTU AMERICAS LLC | KNIGHT EXECUTION & CLEARING SERVICES LLC | KNIGHT CLEARING SERVICES LLC | KNIGHT CAPITAL AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1633 Broadway 41st Floor, New York, NY 10019
Mailing Address
1633 Broadway 41st Floor, New York, NY 10019
Phone number
(646) 682-6000
Established
Delaware since 02/06/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 57 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
