Wray A. Kunkle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wray Allison Kunkle was a registered financial professional .
Wray is a previously registered financial professional and started their career in finance in 1973. Wray had worked at 20 firms and has passed the Series 7TO, SIE, Series 15, Series 1 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2003 - December 26, 2024
NETWORK 1 FINANCIAL SECURITIES INC.
January 2, 2001 - April 11, 2003
VISION BROKERAGE SERVICES, LLC
May 3, 2000 - December 31, 2000
FISERV INVESTOR SERVICES, INC.
August 30, 1993 - March 23, 2000
NETWORK 1 FINANCIAL SECURITIES INC.
May 28, 1991 - April 14, 1993
NETWORK 1 FINANCIAL SECURITIES INC.
October 7, 1988 - October 29, 1990
LASALLE ST SECURITIES, L.L.C.
November 17, 1987 - September 26, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
December 8, 1986 - November 23, 1987
GREAT LAKES EQUITIES CO.
November 18, 1985 - December 4, 1986
KUHNS BROTHERS & LAIDLAW, INC.
March 6, 1985 - October 15, 1985
ANDERSON & STRUDWICK, INCORPORATED
October 25, 1982 - March 4, 1985
VOSS & CO., INC.
April 13, 1982 - June 8, 1982
RICHARDSON GREENSHIELDS SECURITIES INC.
May 21, 1981 - December 9, 1981
CITIGROUP GLOBAL MARKETS INC.
December 26, 1979 - June 5, 1981
FIRST UNION CAPITAL MARKETS CORP.
January 23, 1979 - January 3, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
January 13, 1978 - January 9, 1979
DREXEL BURNHAM LAMBERT INCORPORATED
October 20, 1976 - February 6, 1978
THOMSON MCKINNON SECURITIES INC.
February 13, 1976 - November 18, 1976
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
June 10, 1975 - January 20, 1976
BACHE & CO INCORPORATED
January 28, 1975 - April 27, 1975
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
November 8, 1974 - January 28, 1975
SHEARSON HAYDEN STONE INC.
November 19, 1973 - November 8, 1974
HAYDEN STONE INC.
June 21, 1973 - December 9, 1973
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 15
Date: 8/12/1985
Foreign Currency Options ExaminationSeries 1
Date: 2/1/1973
Registered Representative ExaminationCurrent Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
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