Frank E. Kunker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Earl Kunker III, who also goes by Frank Earl Kunker, was a registered financial advisor .
Frank is a previously registered financial advisor and started their career in finance in 1967. Frank had worked at 8 firms and has passed the Series 63, PC and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2003 - October 28, 2008
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
August 1, 2003 - August 21, 2003
WALNUT STREET SECURITIES, INC.
August 23, 1995 - January 28, 2003
NATHAN & LEWIS SECURITIES, INC.
August 17, 1995 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
August 31, 1982 - July 5, 1995
BAIRD, PATRICK & CO., INC.
April 28, 1982 - May 12, 1982
OTC NET INCORPORATED
October 17, 1980 - October 6, 1981
ROSS, STEBBINS INC.
December 21, 1977 - November 30, 1978
NEUBERGER SECURITIES CORP.
November 27, 1967 - December 9, 1977
HUGH JOHNSON & COMPANY INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 11/11/1985
AMEX Put and Call ExamSeries 8
Date: 8/7/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
CRD#: 18487 / SEC#: , 8-37085
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN PORTFOLIOS HOLDINGS, INC. | 100% SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| DOLBER, LON TERRY | DIRECTOR | 862635 |
| DOLBER, LON TERRY | CEO & PRESIDENT | 862635 |
| HAMMOND, DORI JAMILLE | CHIEF COMPLIANCE OFFICER | 3259012 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | DIRECTOR | 2627931 |
| SCHLUETER, MATTHEW ADAM | EVP | 2627931 |
| SCHMIDT, DAVID MARTIN | FINANCIAL & OPERATIONS PRINCIPAL | 5675524 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
