Donald A. David

MKS INVESTMENT MANAGEMENT

Colchester, CT

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CRD#: 2766144

Professional summary

Donald A. David, who also goes by Donald David, is a registered financial advisor currently at MKS INVESTMENT MANAGEMENT, INC. located in Colchester, Connecticut.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Donald has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Donald David

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

D A DAVID & ASSOCIATES, INC NON-INVESTMENT RELATED 28 Fairway Dr Colchester CT 06415 PRESIDENT/ENROLLED AGENT 01/01/1987 HOURS VARY JAN-APRIL 60-80 HRS/WEEK MAY-DEC 15-30 HRS/WEEK DUTIES : TAX PREPARATION AND PLANNING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald A. David's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2015 - Present

MKS INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 112122

Colchester, CT

Past

November 7, 1997 - December 31, 2014

MKS INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 112122

AMSTON, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/9/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/30/1996

Uniform Investment Adviser Law Examination

Current Firm

MKS INVESTMENT MANAGEMENT, INC.

CRD#: 112122 / SEC#:

Connecticut

Registered Investment Advisory firm - (1/8/2015 Approved)

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Contact information

Main Address

Colchester, CT

Mailing Address

Po Box 1554, Hebron, CT 06248

Phone number

(860) 228-1040

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	91
AUM (Assets Under Management)	$ 14,486,831

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Donald A. David

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald A. David's CRS (Customer Relationship Summary).

Certified licenses

Experience

MKS INVESTMENT MANAGEMENT, INC.

MKS INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/30/1996

Current Firm

MKS INVESTMENT MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MKS INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

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