Allen F. Regehr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allen Frank Regehr, who also goes by Allen F Regehr, was a registered financial professional .
Allen is a previously registered financial professional and started their career in finance in 1996. Allen had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2014 - January 2, 2021
CAPITAL SYNERGY PARTNERS
November 19, 2013 - January 2, 2021
CAPITAL SYNERGY PARTNERS
March 17, 2009 - December 2, 2011
ALLEGIANT SECURITIES L.L.C.
February 16, 2007 - October 27, 2008
TRADERIGHT SECURITIES, INC.
June 1, 2004 - December 31, 2006
THE O.N. EQUITY SALES COMPANY
September 18, 1996 - June 8, 2004
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL SYNERGY PARTNERS
CRD#: 148733 / SEC#: 801-117828, 8-68060
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 386 |
| AUM (Assets Under Management) | $ 89,105,726 |
Red Flags
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