Sarah J. Simmons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sarah Joan Simmons, who also goes by Sarah Joan Carncross, was a registered financial professional .
Sarah is a previously registered financial professional and started their career in finance in 1999. Sarah had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2019 - April 21, 2020
280 SECURITIES LLC
April 2, 2013 - October 23, 2019
WORLD EQUITY GROUP, INC.
September 19, 2011 - April 1, 2013
FELTL & COMPANY
November 15, 2010 - October 12, 2011
MELVIN SECURITIES, L.L.C.
December 7, 2005 - August 21, 2008
PMA SECURITIES, LLC
July 7, 1999 - May 2, 2001
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
280 SECURITIES LLC
CRD#: 284939 / SEC#: , 8-69819
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
